Etosu: The Intersection of People and Protection

Stay Compliant. Operate Confidently.

Registration & Licence

Compliance – Approval

360-Degree Compliance Advisory provides end-to-end management of statutory obligations, covering the entire lifecycle from initial registration and licensing to ongoing monthly filings, audits, and liaison with government authorities. 

For a business in Lucknow, Uttar Pradesh (or operating Pan-India), this service typically encompasses the following scope under key labour and industrial laws:

Registration & Licensing (One-Time & Renewals)

This phase ensures your establishment is legally recognized and authorized to operate. 

Factories Act, 1948

Factory Plan Approval:  Preparation and submission of factory building plans to the Chief Inspector of Factories (CIF) for approval.

Factory Licence:
Obtaining the initial license to work as a factory and managing annual/periodic renewals.

Shops & Commercial Establishments Act 

Registration of the establishment (Shop/Office) with the local Labour Department.

Amendments to the registration certificate for changes in address, partners, or employee count.

Contract Labour (Regulation & Abolition) Act (CLRA)

Principal Employer : Obtaining the Certificate of Registration (Form I) if employing 20+ contract workers.

Contractor: Assisting contractors in obtaining the Labour Licence (Form IV).

EPF & ESIC

Online allotment of PF & ESIC Codes via the Shram Suvidha Portal.

Voluntary coverage registration if employee count is below the mandatory threshold (20 for PF, 10/20 for ESIC). 

Recurring Compliance (Monthly, Quarterly & Annual)

Ongoing maintenance of statutory records to ensure “Audit Readiness” at all times. 

Employee Provident Fund

Monthly challan generation and ECR (Electronic Challan cum Return) filing.

KYC seeding (Aadhaar/PAN) for employees.

Assistance with employee withdrawals, transfers, and death claims.

Employee State Insurance

Generation of Insurance Numbers (IP Numbers) and Temporary Identity Cards (TIC).

Monthly contribution filing and bi-annual return filing.

Facilitating accident reports and medical benefits.

Statutory Registers (Maintenance)

Muster Roll (Form 25/Form XVI).

Register of Wages (Form XVII).

Register of Fines, Deductions, Overtime, and Advances.

Leave with Wages Register (Form 15).

Returns Filing

Annual Returns under the Factories Act & Minimum Wages Act.

Unified Annual Returns on the Shram Suvidha Portal.

Labour Welfare Fund (LWF) contributions (State-specific). 

Approvals & Advisory Services

Specialized permissions required for specific operational needs

Standing Orders

Drafting and certification of Standing Orders (rules of conduct) by the Certifying Officer

Exemptions

Obtaining permissions for:

  • Women working night shifts.
  • Overtime exemptions or working on holidays.
  •  

Building Plan Amendments

Approval for factory expansions or layout changes

Payroll Structuring: 

Advisory on “Cost to Company” (CTC) structure to ensure minimum wage compliance and tax efficiency (Basic, HRA, Allowances). 

Audit, Inspection & Representation

Handling the legal interface with authorities. 

  • Compliance Audit: Periodic internal audits (Gap Analysis) to identify risks before government inspections.
  • Inspection Handling: Representing the company during inspections by Labour Enforcement Officers (LEO), PF Enforcement Officers (EO), or Factory Inspectors.
  • Notice Management: Drafting legal replies to Show Cause Notices, Demand Notices (7A/14B proceedings under EPF), or inspection observations. 

Other Applicable Laws (Scope of 360 Coverage)

  • Payment of Bonus Act: Calculation of allocable surplus and filing of Form D.
  • Payment of Gratuity Act: Compulsory Insurance compliance and nomination forms (Form F).
  • Maternity Benefit Act: Compliance with leave policies and creche facility requirements.
  • Minimum Wages Act: Ensuring adherence to the latest Central/State wage notifications.
  • POSH Act (Prevention of Sexual Harassment): Drafting the policy, forming the Internal Complaints Committee (ICC), and filing the Annual Report.